Bill of Rights
Quality of Service
You are entitled to a high level of proactive, courteous service from all associates
at Carson Wealth.
You have the right to work with a trustworthy, dependable, independent Wealth Advisor
focused on your journey to True Wealth. Your Wealth Advisor will develop a personal
relationship with you through insightful communication highlighting our core beliefs,
investment outlook and management philosophy. Your Wealth Advisor will present portfolio
reviews annually or as often as necessary, and be available to answer the questions
that matter to you as they arise.
Recommendations Based Upon Your Needs
You have the right to independent and unconflicted advice and recommendations based
upon your defined needs, risk tolerances, and goals. Through holistic Wealth Planning
your needs are clearly defined and constantly monitored.
You have the right to the strictest levels of confidentiality with information provided
to your Carson Wealth team. Carson Wealth will protect all information to the highest
standards outlined by SEC, FINRA, state and regulatory agencies.
You have the right to a transparent relationship and to clearly know the costs for
portfolio management, transactions and advisory services. All communications with
the Carson Wealth team strive to be clear and concise. If you have a question, it
is our duty to answer it for you in an understandable way.
You have the right to a prompt response from your Carson Wealth team. As your Trusted
Advisor, the Carson Wealth team commits to returning calls by the end of each business
day. Should a request require additional research, our team will set a clearly defined
time frame for redress.
You have the right to be communicated to in a timely manner. As your Trusted Advisor,
our goal is to provide you with information before the question arises, regardless
of the medium used.
You have the right to continual education along your journey to True Wealth. Through
education, our team will project reasonable expectations and achievable scenarios
in the development and constant monitoring of your Wealth Plan.
You have the right to receive best execution in all that we do. Portfolio transactions
will be executed in a timely manner, at the best available price, and with prompt
third party confirmation. All interactions with the Carson Wealth operations team
will be timely, precise, and promptly completed.
You have the right to accurate third party reporting of all managed accounts. Your
statements will identify all account positions held, cash receipts, and disbursements
made through Carson Wealth.